Years of
Christy Fabian
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Christy Fabian

Chief Compliance Officer, Chief Human Resource Officer

Tampa, Florida


In her joint roles overseeing the compliance and human resources functions, Christy is responsible for the firm's proper execution and adherence to industry regulations regarding client relationships, business activities, and the engagement of all employees.


  • 3 years at Wells Fargo (Vermont) as Complex Operations Manager
  • 1 year at National Life Group (Vermont) as Senior Principal
  • 1 year at Rockefeller Capital’s Global Family Office (New York) as Divisional Director of Operations
  • 7 years at Wells Fargo (various) as a Senior Registered Client Associate and Marketing Manager


  • M.B.A., Saint Leo University
  • B.A., Corporate Communications, Pennsylvania State University, Behrend Campus


Christy grew up in Pittsburgh, PA, and spent many years in Vermont, Florida, and New York. She now makes her home St. Petersburg, FL, where she lives with her husband and their two children. A yoga instructor who speaks Italian and Spanish, Christy enjoys cooking and likes to stay active by hiking, running, and playing soccer.

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